FinCEN’s new AML rule, effective January 1, 2026, requires investment advisers and fund managers to significantly strengthen their compliance processes. This includes:
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Identifying Ultimate Beneficial Owners (UBOs)
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Implementing strong internal controls
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Managing risk based on investor profiles
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Fulfilling training, continuous screening, and reporting obligations
Our guide brings clarity:
It outlines the 5 core pillars of the FinCEN rule, highlights key challenges to anticipate, and provides practical solutions — including our KYC/AML module deployable in just 48 hours.
