FinCEN’s new AML rule, effective January 1, 2026, requires investment advisers and fund managers to significantly strengthen their compliance processes. This includes:
- Identifying Ultimate Beneficial Owners (UBOs)
- Implementing strong internal controls
- Managing risk based on investor profiles
- Fulfilling training, continuous screening, and reporting obligations
Our guide brings clarity:
It outlines the 5 core pillars of the FinCEN rule, highlights key challenges to anticipate, and provides practical solutions — including our KYC/AML module deployable in just 48 hours.
